Difference between revisions of "Waves and currents by X-band radar"

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Many offshore operations are critically dependent on the prevailing sea state. To enhance the safety of people, vessels, buildings and environment, routine sea state measurements are required.
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== Field of Application ==
In coastal areas sea state measurements are needed to support weather and ship routing services. In addition in recent times, wave data gained growing importance in the protection of the coastal zone from eroding forces of wind, waves, and currents.
 
To meet this increasing demand for sea state information, different wave sensors have been developed in the last decades. Special attention has also been given to the use of various remote sensing techniques to measure waves and surface currents.
 
The ground based remote sensing technique described here is based on standard nautical X-band radar generally used for ship traffic control and navigation purposes. Wave measurements by X-Band radar systems are a reliable data source for supporting e.g. offshore as well as harbour operations or ship routing services.
 
  
It is known that under various conditions signatures of the sea surface are visible in the near range (< 3 nm) of nautical radar images. These signatures are known as sea clutter. The sea clutter is generated by hydrodynamic modulation, tilt modulation, and shadowing <ref>Alpers, W.; Ross, D.B., and Rufenach, C.L., 1981: On the Detectability of Ocean Surface Waves by Real and Synthetic Aperture Radar. Journal of Geophysical Research, 86, C7, pp. 6481-6498.</ref>. It is created by the backscatter of the transmitted electromagnetic waves from the short sea surface ripples (in the range of cm).
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Many offshore operations are critically dependent on the prevailing sea state. To enhance the safety of crew, vessels, buildings and environment, reliable sea state measurements are required. In coastal areas, sea state measurements are needed to support weather, wave climate and ship routing services. Wave data is essential for the protection of the coastal zone to estimate the eroding forces of wind, waves, and currents. Due to climate change and its impact on coastal protection, wave and current measurements are of growing importance.
 +
 
 +
In the last decades, a broad range of new measurement systems was developed to extend the scope of traditional equipment like wave rider buoys. Especially remote sensing techniques offer the opportunity to monitor the wave field in larger areas at low costs and with little supervision and maintenance. Amongst those new technologies is the wave measurement by analysis of navigational X-Band radar data. X-Band radar sensors are in widespread use for ship traffic control and navigation purposes and are installed on nearly every off-shore installation and larger vessel. By adding new hardware and software components, the nautical radar can be used as wave sensor. Wave measurements by X-Band radar systems are a reliable data source for supporting  offshore as well as harbour operations or ship routing services.
 +
 
 +
 
 +
== Measurement Principle ==
 +
 
 +
 
 +
It is known that under certain conditions signatures of the sea surface are visible in the near range (< 3 nm) of nautical radar images: The local wind generates small surface ripple waves (i.e. small waves with wave length of a few cm). The rough water surface reflects a part of the incidence radar beams. Given a wind speed of more then approximately 3 m/s, the backscatter from sea surface becomes visible in radar images. This base signal is modulated by longer ocean waves ('surface gravity waves' with  wavelength in the order of magnitude of some 10m to several 100 m), generating a stripe like pattern, the so-called 'sea clutter'. Usually, this signal is treated as noise and suppressed, but it contains valuable information on the actual sea state: As the basic imaging mechanisms of ocean waves in radar images are known (<ref>Alpers, W.; Ross, D.B., and Rufenach, C.L., 1981: On the Detectability of Ocean Surface Waves by Real and Synthetic Aperture Radar. Journal of Geophysical Research, 86, C7, pp. 6481-6498.</ref>; <ref>Plant, W.J. and W.C. Keller, 1990: Evidence of Bragg scattering in microwave Doppler spectra of sea return, J.Geophys. Res., 95(C9), 16,299-16,310.</ref>), it is possible to analyse the spatial and temporal development of these pattern to gain information on wave height, wave length, wave period, surface current and other.  
  
As a result, the longer surface gravity waves become visible in the unfiltered video signal of any nautical X-band radar as a stripe-like pattern <ref>Plant, W.J. and W.C. Keller, 1990: Evidence of Bragg scattering in microwave Doppler spectra of sea return, J.Geophys. Res., 95(C9), 16,299-16,310.</ref>. The generated radar images contain information about several phenomena, such as the wind speed, the wave tilts, and the wave heights.
 
  
 
[[Image:radar_system.png|thumb|above|Figure 1]]  
 
[[Image:radar_system.png|thumb|above|Figure 1]]  
The oceanographic measurement systems based on X-band radar allow scanning the ocean surface in real time with high temporal and spatial resolution. A large part of the ocean surface is monitored continuously.  
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Oceanographic measurement systems based on X-band radar allow to scan the ocean surface in real time with high temporal (1 – 2 s) and spatial (5 – 10 m) resolution. A water surface of several km<sup>2</sup> can be monitored continuously. These remote sensing systems can be installed on moving vessels as well as on fixed platforms or at coastal sites. For wave measurements, the radar raw signal is digitized and transferred to an analysis computer. Results can be displayed on site or transferred to remote locations via internet.  
These remote sensing systems can be installed on moving vessels as well as on fixed platforms or at coastal sites. Results can be displayed on site or transferred to remote locations via internet.
 
  
 
[[Image:QST_02052100pol.png|thumb|above|Figure 2]]
 
[[Image:QST_02052100pol.png|thumb|above|Figure 2]]
A typical nautical radar measurement is composed of a temporal sequence of sea clutter images ''i(x, y; t)''. In order to derive wave information from these data sets, several steps must be taken.
+
A typical wave measurement by means of X-Band radar is composed of a temporal sequence of sea clutter images ''I(x, y; t)''. To derive wave information from such data sets, several analysis steps are required:
  
First, the spatial and temporal dependence of the radar images is transformed into the spectral domain. The transformation to the wave number ''k = (kx, ky)'' and wave frequency domain ''ω'', is done by means of a three dimensional discrete Fourier transform (FFT). Hence, the so-called three dimensional image spectrum ''I(k, ω)'' is computed <ref>Young, I.R.; Rosenthal, W., and Ziemer, F., 1985. A Three-dimensional analysis of marine radar images for the determination of ocean wave directionality and surface currents. J. Geophys. Res., 90, pp. 1049 -1059.</ref>.
+
First, the images sequence is transformed into the spectral domain by means of a discrete 3D Fourier Transform. The resulting 3D image spectrum is a function of wave number ''k = (kx, ky)'' and frequency ''ω''. It can be transformed into a energy density spectrum of the ocean surface waves by correcting for distortions due to the imaging mechanism and exploiting the known dispersion relation of water waves. (<ref>Young, I.R.; Rosenthal, W., and Ziemer, F., 1985. A Three-dimensional analysis of marine radar images for the determination of ocean wave directionality and surface currents. J. Geophys. Res., 90, pp. 1049 -1059.</ref>, <ref>Ziemer F. and W. Rosenthal, 1987: On the Transfer Function of a Shipborne Radar for Imaging Ocean Waves. Proc. IGARSS'87 Symp. Ann Arbor. Michigan, May 1987, pp 1559-1564.</ref>).
To localize the wave energy in the image spectrum, the two-dimensional surface current ''U = (Ux, Uy)'' must be determined. This can be achieved by a linear regression analysis, taking into account the theoretical dependence of the spatial and temporal evolution of linear surface waves.
+
The dispersion relation describes the temporal and spatial evolution of ocean waves in spectral domain. It is used as a filter function to separate the wave signal in the image spectra from background noise and patterns not related to the wave field. In this step, the two-dimensional surface current ''U = (Ux, Uy)'' is determined (<ref>Seemann, J., 1997. Interpretation of the Structure of the frequency-wave number spectrum of nautical radar temporal sequences of sea states (in German). Hamburg, Germany: University of Hamburg, Ph.D. thesis.</ref>, <ref>Nieto, J.C.; Hessner, K., and Reichert, K., 1999. Estimation of the Significant Wave Height with X-Band Nautical Radars. Proceedings of the 18th OMAE Conference, St John’s, New Foundland, Canada.</ref>).  
  
 
[[Image:QST_02052100_D2S.png|thumb|above|Figure 3]]
 
[[Image:QST_02052100_D2S.png|thumb|above|Figure 3]]
Once the two dimensional current is computed, the unambiguous wave spectrum ''F(k)'' can be calculated by removing all ''(k, ω)'' components that do not belong to the wave field <ref>Seemann, J., 1997. Interpretation of the Structure of the frequency-wave number spectrum of nautical radar temporal sequences of sea states (in German). Hamburg, Germany: University of Hamburg, Ph.D. thesis.</ref> <ref>Nieto, J.C.; Hessner, K., and Reichert, K., 1999. Estimation of the Significant Wave Height with X-Band Nautical Radars. Proceedings of the 18th OMAE Conference, St John’s, New Foundland, Canada.</ref>.
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The resulting 2D ocean wave spectrum ''E(ω,θ)'' is usually expressed as a function of wave frequency ''ω'' and direction ''θ''. It gives a comprehensive description of the sea state. Integration over all directions yields the 1D wave spectrum ''S(ω)''. Commonly, various statistical sea state parameters are calculated from these spectra to give a compact description of the wave climate.
By applying the dispersion relation, the wave number spectrum can be transformed into the frequency-direction spectrum ''E(ω, θ)''.  
 
The one dimensional frequency spectrum ''S(ω)'' is computed by integrating ''E(ω, θ)'' over all wave directions.
 
  
  
== Wave Systems ==
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== Statistical sea state parameters obtained by radar sensors ==
X-Band radar systems are is able to resolve different wave systems: swell and wind sea systems. The wave period representing the limit between swell and wind sea is depending on the wind speed, where swell is characterized by its phase speed being faster than the wind speed (swell waves propagate faster than the wind). Please, see also [[Waves]].
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 +
 
 +
== Significant Wave Height ==
 +
[[Image:EKF_Hs_2000.png|thumb|above|Figure 4]]
 +
In contrast to in-situ sensors, the wave spectra determined from radar images are not properly scaled. Thus, the total wave energy and the significant wave height cannot be computed directly from these spectral estimates. The significant wave height is determined by using a linear regression equation, which relates the root square of the signal-to-noise ratio of the radar images to the significant wave height (<ref>Nieto, J.C.; Reichert, K., and Dittmer, J., 1998. Use of Nautical Radar as a Wave Monitoring Instrument. Coastal Engineering, 37, pp. 331-342.</ref>).
 +
 
  
 
== Peak Wave Period and Direction ==
 
== Peak Wave Period and Direction ==
[[Image:HEL_Tp_Dir_time.png|thumb|above|Figure 4]]
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[[Image:HEL_Tp_Dir_time.png|thumb|above|Figure 5]]
The peak wave period and direction can be derived from the frequency-direction spectrum ''E(ω, θ)'' <ref>Young, I.R.; Rosenthal, W., and Ziemer, F., 1985. A Three-dimensional analysis of marine radar images for the determination of ocean wave directionality and surface currents. J. Geophys. Res., 90, pp. 1049 -1059.</ref>. Period and direction depend on the peak frequency which is the location of the energy maximum within the spectrum. In order to determine the peak frequency the centroid formula can be used which implies a frequency interval of 80 % energy maximum. This method is recommended by [http://www.iahr.net/site/index.html IAHR/ AIRH] because of its high stability with respect to theoretical spectral variability.
+
The peak wave period and direction can be derived from the frequency-direction spectrum ''E(ω, θ)'' (<ref>Young, I.R.; Rosenthal, W., and Ziemer, F., 1985. A Three-dimensional analysis of marine radar images for the determination of ocean wave directionality and surface currents. J. Geophys. Res., 90, pp. 1049 -1059.</ref>). They are defined as the location of the energy maximum within the spectrum. To determine the peak frequency, the centroid formula can be used which implies a frequency interval of 80 % energy maximum. This method is recommended by [http://www.iahr.net/site/index.html IAHR/ AIRH] because of its high stability with respect to theoretical spectral variability. The wave period can also be derived by the spectral moments obtained over the full range of frequencies.
The wave period can also be derived by the spectral moments obtained over the full range of frequencies.
+
 
 +
 
 +
== Peak Wave Length ==
 +
Wavelength and periods of ocean waves are connected by the dispersion relation. Thus, it is possible to express wave spectra as a function of frequency (''E(ω,θ)'') or wave number (''E(k,θ)''). The peak wave length can be determined from ''E(k,θ)'' directly in the same way as the peak period.
  
== Significant Wave Height ==
 
[[Image:EKF_Hs_2000.png|thumb|above|Figure 5]]
 
In contrast to in-situ sensors, the wave spectra determined from radar images are not properly scaled. Thus, the total wave energy and the significant wave height cannot be computed directly from these spectral estimates. The significant wave height is determined by using a linear regression equation, which relates the root square of the signal-to-noise ratio of the radar images to the significant wave height <ref>Nieto, J.C.; Reichert, K., and Dittmer, J., 1998. Use of Nautical Radar as a Wave Monitoring Instrument. Coastal Engineering, 37, pp. 331-342.</ref>.
 
  
 
== Surface Current Calculation ==
 
== Surface Current Calculation ==
 
The surface current is obtained by minimising the distance between the location of the spectral energy in the 3D image spectrum and its theoretical position defined by the dispersion relation for linear surface gravity waves. The surface current is the basic step to calculate directional wave spectra from radar images. Please, see also [[Currents]].
 
The surface current is obtained by minimising the distance between the location of the spectral energy in the 3D image spectrum and its theoretical position defined by the dispersion relation for linear surface gravity waves. The surface current is the basic step to calculate directional wave spectra from radar images. Please, see also [[Currents]].
 +
 +
 +
== Wave Systems ==
 +
X-Band radar systems are able to resolve multiple wave systems, e.g. swell and wind sea systems. Usually, swell is characterized by its phase speed: Swell waves propagate faster than the wind, where as wind driven waves can not travel faster than the wind that generated these waves. Please, see also [[Waves]].
 +
  
 
== Resolution and Limits ==
 
== Resolution and Limits ==
The resolution of sea state measurements of X-band radar systems are limited in time and space.
+
The resolution of sea state measurements of X-band radar systems are limited by the properties of the radar sensor:
The spatial resolution is limited by the sampling frequency (SFR), antenna opening angle ''(Ф<sub>A</sub>)'' and the size of the analysis areas ''(NX x NY)'' which are set in the radar image range of view.
+
The spatial resolution is limited by the sampling frequency (SFR), antenna aperture ''(Ф<sub>A</sub>)'' and the size of the analysis areas ''(NX x NY)'' placed within in the radar image.  
The temporal resolution is limited by the antenna repetition rate (RPT) and the number of images used for the wave analysis: nt of ''i(x, y; t)''.
+
The temporal resolution is limited by the antenna repetition rate (RPT) and the number nt of images used for the wave analysis.
  
  

Revision as of 15:46, 2 April 2007

Field of Application

Many offshore operations are critically dependent on the prevailing sea state. To enhance the safety of crew, vessels, buildings and environment, reliable sea state measurements are required. In coastal areas, sea state measurements are needed to support weather, wave climate and ship routing services. Wave data is essential for the protection of the coastal zone to estimate the eroding forces of wind, waves, and currents. Due to climate change and its impact on coastal protection, wave and current measurements are of growing importance.

In the last decades, a broad range of new measurement systems was developed to extend the scope of traditional equipment like wave rider buoys. Especially remote sensing techniques offer the opportunity to monitor the wave field in larger areas at low costs and with little supervision and maintenance. Amongst those new technologies is the wave measurement by analysis of navigational X-Band radar data. X-Band radar sensors are in widespread use for ship traffic control and navigation purposes and are installed on nearly every off-shore installation and larger vessel. By adding new hardware and software components, the nautical radar can be used as wave sensor. Wave measurements by X-Band radar systems are a reliable data source for supporting offshore as well as harbour operations or ship routing services.


Measurement Principle

It is known that under certain conditions signatures of the sea surface are visible in the near range (< 3 nm) of nautical radar images: The local wind generates small surface ripple waves (i.e. small waves with wave length of a few cm). The rough water surface reflects a part of the incidence radar beams. Given a wind speed of more then approximately 3 m/s, the backscatter from sea surface becomes visible in radar images. This base signal is modulated by longer ocean waves ('surface gravity waves' with wavelength in the order of magnitude of some 10m to several 100 m), generating a stripe like pattern, the so-called 'sea clutter'. Usually, this signal is treated as noise and suppressed, but it contains valuable information on the actual sea state: As the basic imaging mechanisms of ocean waves in radar images are known ([1]; [2]), it is possible to analyse the spatial and temporal development of these pattern to gain information on wave height, wave length, wave period, surface current and other.


Figure 1

Oceanographic measurement systems based on X-band radar allow to scan the ocean surface in real time with high temporal (1 – 2 s) and spatial (5 – 10 m) resolution. A water surface of several km2 can be monitored continuously. These remote sensing systems can be installed on moving vessels as well as on fixed platforms or at coastal sites. For wave measurements, the radar raw signal is digitized and transferred to an analysis computer. Results can be displayed on site or transferred to remote locations via internet.

Figure 2

A typical wave measurement by means of X-Band radar is composed of a temporal sequence of sea clutter images I(x, y; t). To derive wave information from such data sets, several analysis steps are required:

First, the images sequence is transformed into the spectral domain by means of a discrete 3D Fourier Transform. The resulting 3D image spectrum is a function of wave number k = (kx, ky) and frequency ω. It can be transformed into a energy density spectrum of the ocean surface waves by correcting for distortions due to the imaging mechanism and exploiting the known dispersion relation of water waves. ([3], [4]). The dispersion relation describes the temporal and spatial evolution of ocean waves in spectral domain. It is used as a filter function to separate the wave signal in the image spectra from background noise and patterns not related to the wave field. In this step, the two-dimensional surface current U = (Ux, Uy) is determined ([5], [6]).

Figure 3

The resulting 2D ocean wave spectrum E(ω,θ) is usually expressed as a function of wave frequency ω and direction θ. It gives a comprehensive description of the sea state. Integration over all directions yields the 1D wave spectrum S(ω). Commonly, various statistical sea state parameters are calculated from these spectra to give a compact description of the wave climate.


Statistical sea state parameters obtained by radar sensors

Significant Wave Height

Figure 4

In contrast to in-situ sensors, the wave spectra determined from radar images are not properly scaled. Thus, the total wave energy and the significant wave height cannot be computed directly from these spectral estimates. The significant wave height is determined by using a linear regression equation, which relates the root square of the signal-to-noise ratio of the radar images to the significant wave height ([7]).


Peak Wave Period and Direction

Figure 5

The peak wave period and direction can be derived from the frequency-direction spectrum E(ω, θ) ([8]). They are defined as the location of the energy maximum within the spectrum. To determine the peak frequency, the centroid formula can be used which implies a frequency interval of 80 % energy maximum. This method is recommended by IAHR/ AIRH because of its high stability with respect to theoretical spectral variability. The wave period can also be derived by the spectral moments obtained over the full range of frequencies.


Peak Wave Length

Wavelength and periods of ocean waves are connected by the dispersion relation. Thus, it is possible to express wave spectra as a function of frequency (E(ω,θ)) or wave number (E(k,θ)). The peak wave length can be determined from E(k,θ) directly in the same way as the peak period.


Surface Current Calculation

The surface current is obtained by minimising the distance between the location of the spectral energy in the 3D image spectrum and its theoretical position defined by the dispersion relation for linear surface gravity waves. The surface current is the basic step to calculate directional wave spectra from radar images. Please, see also Currents.


Wave Systems

X-Band radar systems are able to resolve multiple wave systems, e.g. swell and wind sea systems. Usually, swell is characterized by its phase speed: Swell waves propagate faster than the wind, where as wind driven waves can not travel faster than the wind that generated these waves. Please, see also Waves.


Resolution and Limits

The resolution of sea state measurements of X-band radar systems are limited by the properties of the radar sensor: The spatial resolution is limited by the sampling frequency (SFR), antenna aperture A) and the size of the analysis areas (NX x NY) placed within in the radar image. The temporal resolution is limited by the antenna repetition rate (RPT) and the number nt of images used for the wave analysis.


Output Parameters and Accuracy

Figure 6

The table lists the standard output parameters with corresponding resolutions, ranges, and accuracies. These values indicate typical ranges. The numbers depend on the radar hardware, the total time of measurement and therefore can vary for each individual installation.

X-band Radar Systems

Examples of X-band Radar Systems:

WaMoS II Wave and Surface Current Monitoring System: [1]

WAVEX Wave Monitoring System: [2]

SeaDarQ system: [3]

WaveGuide System: [4]

References

  1. Alpers, W.; Ross, D.B., and Rufenach, C.L., 1981: On the Detectability of Ocean Surface Waves by Real and Synthetic Aperture Radar. Journal of Geophysical Research, 86, C7, pp. 6481-6498.
  2. Plant, W.J. and W.C. Keller, 1990: Evidence of Bragg scattering in microwave Doppler spectra of sea return, J.Geophys. Res., 95(C9), 16,299-16,310.
  3. Young, I.R.; Rosenthal, W., and Ziemer, F., 1985. A Three-dimensional analysis of marine radar images for the determination of ocean wave directionality and surface currents. J. Geophys. Res., 90, pp. 1049 -1059.
  4. Ziemer F. and W. Rosenthal, 1987: On the Transfer Function of a Shipborne Radar for Imaging Ocean Waves. Proc. IGARSS'87 Symp. Ann Arbor. Michigan, May 1987, pp 1559-1564.
  5. Seemann, J., 1997. Interpretation of the Structure of the frequency-wave number spectrum of nautical radar temporal sequences of sea states (in German). Hamburg, Germany: University of Hamburg, Ph.D. thesis.
  6. Nieto, J.C.; Hessner, K., and Reichert, K., 1999. Estimation of the Significant Wave Height with X-Band Nautical Radars. Proceedings of the 18th OMAE Conference, St John’s, New Foundland, Canada.
  7. Nieto, J.C.; Reichert, K., and Dittmer, J., 1998. Use of Nautical Radar as a Wave Monitoring Instrument. Coastal Engineering, 37, pp. 331-342.
  8. Young, I.R.; Rosenthal, W., and Ziemer, F., 1985. A Three-dimensional analysis of marine radar images for the determination of ocean wave directionality and surface currents. J. Geophys. Res., 90, pp. 1049 -1059.